FILTER ALL PUBLICATIONS
VIEW ALL
 

OUR INSIGHTS & PUBLICATIONS

OUR INSIGHTS & PUBLICATIONS

Update to 15c2-12 Legal Alert

Download Full Publication
September 6th, 2018
Susan R. Katzoff, Jean S. Everett, Natalie Hempson-Elliott

The amendments to Rule 15c2-12 of the Securities Exchange Act of 1934 (the “Rule”) announced by the Securities and Exchange Commission (“SEC”) on August 20, 2018 were published in the Federal Register on August 31, 2018.

Compliance with the changes will be required as of February 27, 2019.

You can find the official publication of the amendments at https://www.gpo.gov/fdsys/pkg/FR-2018-08-31/pdf/2018-18279.pdf

You can find our prior legal alert on the amendments to the Rule at: http://bhlawpllc.com/publication/amendment-to-rule-15c2-12-expands-continuing-disclosure-obligations-to-financial-obligations-undertaken-in-direct-placements/

If you have any questions with respect to the amendment, please contact Susan Katzoff at skatzoff@bhlawpllc.com; Jean Everett at jeverett@bhlawpllc.com or Natalie Hempson-Elliot at nhempson@bhlawpllc.com.

 

 

Contact Us at 315-422-1500 or email us at info@bhlawpllc.com

CONTACT US
Thank you for your inquiry. We will direct your matter to the appropriate practice group and/or attorney and respond as quickly as possible.
© 2014 Bousquet Holstein PLLC    Disclaimer     Site Map     Privacy Policy
ATTORNEY ADVERTISING Prior Results Do Not Guarantee a Similar Outcome
110 West Fayette Street, One Lincoln Center, Suite 1000 Syracuse, NY 13202-1190