The amendments to Rule 15c2-12 of the Securities Exchange Act of 1934 (the “Rule”) announced by the Securities and Exchange Commission (“SEC”) on August 20, 2018 were published in the Federal Register on August 31, 2018.
Compliance with the changes will be required as of February 27, 2019.
You can find the official publication of the amendments at https://www.gpo.gov/fdsys/pkg/FR-2018-08-31/pdf/2018-18279.pdf
You can find our prior legal alert on the amendments to the Rule at: http://bhlawpllc.com/publication/amendment-to-rule-15c2-12-expands-continuing-disclosure-obligations-to-financial-obligations-undertaken-in-direct-placements/
If you have any questions with respect to the amendment, please contact Susan Katzoff at email@example.com; Jean Everett at firstname.lastname@example.org or Natalie Hempson-Elliot at email@example.com.